,,,,,Investment Advisers and Broker-Dealers

Investment Advisers and Broker-Dealers


 

Publication Date: January 2008

Publisher: RAND Corporation

Author(s): Angela A. Hung; Noreen Clancy; Jeff Dominitz; Eric Talley; Claude Berrebi; Farrukh Suvankulov

Research Area:

Type: Brief

Abstract:

This research brief describes broker-dealers and investment advisers — their numbers, size, assets, clients, services, and affiliations — and examines whether individual investors understand the differences between them.